Additional Forms & Agreements

Mass Enrollment Form

For firms appointing a group of advisors at once rather than appointing individuals as requests come in. Common for large broker-dealers and institutions with established advisor rosters. If you selected mass enrollment on your questionnaire, use this template to provide your advisor list in the format we need.

Agent Background Check Addendum

Required only if your firm will conduct background checks on advisors rather than having Reliance Standard conduct them. If your firm handles its own background checks, return this signed addendum with your contracting documents.

AML Course Documentation

Required only if your advisors will complete your firm's anti-money laundering training rather than the Reliance Standard course. Submit a copy of your course materials and the attached attestation confirming your advisors are enrolled.

BD Addendum

An addendum to the Selling Agreement for broker-dealer relationships that require additional terms beyond the standard contract. Typically applies after initial onboarding and may be requested based on your firm's regulatory structure or internal requirements.

Suitability Review Subcontract Agreement

Established how suitability review responsibilites are handled between your firm and Reliance Standard for annuity sales made through your advisors. Required before business can be submitted.

Net Commission Addendum

This addendum provides additional details related to commission structures and applicable terms tied to revenue-generating activities. Required to review before business can be submitted if commission will be netted on initial payments.

Wire Instructions

For firms receiving commission payments via wire transfer. Complete and return the wire instructions form if your firm's commission setup requires wire payment rather than another method. Most firms will handle commission setup through standard channels on the questionnaire.